Main Requirements:
You need to have at least 1- 2 years of experience in the Legal or Financial Services industry – either fully approved or rendering CO services under supervision
You must have some exposure to FAIS and FICA
Doing repetitive admin work must give you immense amounts of joy
This is a work-from-home position, but candidates must be in South Africa
You need to learn fast and take responsibility
You are not allowed to conduct other work for other companies/yourself while in our employ
Additional Requirements:
Tech-savvy
A disciplined approach to your daily work
Good numeracy skills
Fluency in English and Afrikaans – writing and speaking
Experience in liaison with regulators
Good people and problem-solving skills
A high level of ethics
Be able to take initiative on many projects
Day-to-day Responsibilities:
To solve problems and provide solutions for clients
Advise and provide guidance and research to clients on applying FAIS and related legislation (FICA/POPI/NCR/etc.)
Advise and facilitate license applications
Communicate with regulators on behalf of clients (may include FSCA/FIC/NCR/SARB)
Conduct fit and proper assessments of businesses and their employees
Conduct monthly file monitoring and yearly practice monitoring
Conduct occasional training sessions on legislative requirements
Facilitate compliance meetings with clients on updates/challenges
Attend occasional conferences
Drafting of policies, procedures, and contracts
Assist with the implementation of policies and procedures
Submit regulatory documents (compliance reports/financial statements etc.) within prescribed timeframes
Ad hoc projects
Assist clients with onsite inspections from regulators
Discuss contract options with potential clients
Additional "Nice to have's":
Interest in blockchain and crypto technology
Experience in CISCA, CAT llA, & CAT lll
Experience in FAIS license applications and document collation
Marketing and sales experience
Experience in sending quotes and acting on leads
Legal drafting and research capability
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